Chapter 1
Relativistic Effective Potential Development

1   Introduction

Poor excitation energies for uranium V, U4+, and other actinide cations as well as an anomalous bond length for the uranyl cation, UO2 2+, reported at the Second Conference of the Department of Energy Computational Grand Challenge Application: Relativistic Quantum Chemistry of Actinides [], motivated an investigation of uranium relativistic effective potentials (REPs). The tradeoff between the incorporation of relativistic effects, which stem from the inclusion of an atomic subshell in the REP, and both the accommodation of orbital polarization and the explicit treatment of electron correlation, which are permitted by the inclusion of an atomic subshell in the valence space, is examined at the self-consistent field (SCF) and the configuration interaction (CI), both with and without spin-orbit (SO) coupling, levels of theory using several new U REPs, with decreasing core sizes, developed by P. A. Christiansen.

2   Results and Discussion

2.1   Uranyl Cation

Chapter  presents background material on UO2 2+. Table  shows uranyl bond lengths using the five uranium REPs. For the 78 and 68 REPs the basis set is converged. For the 62 and 60 REPs the calculations are not at the basis set limit. As is well known the SO interaction does not contribute to the bond length, as comparison of the SCF and SOCIS results indicates. de Jong bond lengths are from triple zeta quality basis sets. No doubt these are not at the basis set limit. The C68 REP gives the best bond length in comparison. The spread between the REPs values is approximately 0.03 Å.

Table  shows uranyl bond lengths using the five uranium REPs with the (12s 11p 10d 8f 1g)/[12s 11p 10d 8f 1g] basis set from the Stuttgart group []. Previous claims concerning bond lengths converged with respect to the basis set may have been premature.

REP SCF SOCIS Active Space
6s 6p 5f 5d 6s 6p 5f 5p 5d 6s 6p 5f
E78 3.084 3.084
C78 3.091 3.091
C68 3.125 3.125 3.127
C62 3.142 3.144 3.114 3.110
C60 3.141 3.144 3.110 3.106
DHF [] 3.120
CCSD(T) [] 3.241

Table 1: UO2 2+ Bond Lengths in Bohr

REP SCF SOCIS Active Space
6s 6p 5f 5d 6s 6p 5f 5p 5d 6s 6p 5f
E78 3.076 2.917
C78 3.083 2.921
C68 3.120 3.043 3.044
C62 3.129 3.039 3.040 3.028
C60 3.129 3.048 3.048 3.035
DHF [] 3.120
CCSD(T) [] 3.241

Table 2: UO2 2+ Bond Lengths in Bohr With the Stuttgart (12s 11p 10d 8f 1g)/[12s 11p 10d 8f 1g] Basis Set

3   Conclusions and Future Work

The 5d10 subshell of U is best included in the valence space. In lieu of larger basis sets, better treatment of electron correlation, and more accurate DF uranyl bond lengths, the present results support this conclusion. U4+ excitation energies are unlikely to shift radically with an improved ab initio treatment. It is reasonable to expect that excitation energies using other core sizes will shift comparably; the 68 REP energy levels will remain sandwiched between those of the 78 and 62 REPs, and will probably remain in best agreement with experiment. Furthermore, substantial other REP and pseudopotential work indicates that for most accurate results the 5d10 subshell should be in the valence space [,,,,]. The uranyl results are not so comforting. A straightforward path to further study of the uranyl bond lengths covers three points: (1) SCF basis set convergence, that is, for both DF and HF/AREP; this should be easily attainable using numerical SCF programs; systematic basis set improvement for actinides is problematic, Chapter , and overdue; hopefully, this can be remedied. (2) A systematic analysis of core-valence correlation to elucidate the role, if any, of the 5d10, the 5p6, and the 5s2 subshells in the uranyl bond length, as in []; of course, this requires basis sets; otherwise however, because uranyl is a closed shell system, the present programs, in particular SOGUGA, should be adequate. (3) Four- and two-component calculations with and without frozen core orbitals to differentiate relativistic and frozen core effects and to identify core-valence partitioning problems, if any; the concern here is to pinpoint which REP approximations dominate as was done in some of the early REP and shape-consistent work [,]. Other actinyls should be studied similarly; curium seems a logical choice because it is clearly more like a lanthanide than an early actinide.

The 5p6 subshell of U is probably best included in the REP. Here the tradeoff between incorporation of relativistic effects, which stems from being in the REP, and inclusion in the valence space, which allows for polarization and treatment of correlation effects, falls on the side of relativity. The SO splitting of the 5p6 subshell is substantial, yet it has little effect on U4+ excitation energies. Removal of the 5p6 electrons from the REP, however, greatly shifts all the energy levels. The role of the 5p6 subshell in uranyl is unlikely to be significant.

Chapter 2
Actinyl Ions

1   Background

The early actinides exist in a wide range of oxidation states, from II to VII [,]. The most stable oxidation states are: III for actinium, IV for thorium, V for protactinium, VI for uranium, V for neptunium, IV for plutonium, and III for the rest of the series with the possible exception of II for nobelium. In aqueous solutions without complexing agents the penta- and hexavalent cations are too acidic to exist as hydrated ions. They hydrolyze to form weakly acidic dioxoactinide(V) and moderately acidic actinyl cations, respectively. The dioxoactinide(V) cations are known from Pa through Am. The actinyl cations are known from U through Am.

The electronic absorption spectrum of AmO2 2+  has been observed in several acidic aqueous solutions: nitric acid [], perchloric acid [,,,], sulfuric acid [,], and other aqueous media []. These spectra, as well as those of all other AnO2 2+ and AnO2 + cations, contain two characteristic categories of transitions: narrow, usually weak peaks and broad, usually strong peaks. The narrow peaks are the actinide fingerprint f ¬ f transitions; the broad and strong peaks are ligand-to-metal charge transfer excitations []. The transitions are either gerade to gerade or ungerade to ungerade for AnO2 2+ and AnO2 +, in general. They are thus electric dipole forbidden and are vibronic, magnetic dipole, or electric quadrupole in origin. The selection rules for the latter are DW = 0, ±1 and DW = 0, ±1, ±2, respectively. For AmO2 2+ the different acidic aqueous media do not significantly alter the transitions. The following peaks have been observed: 10100 cm-1, strong and narrow; 15080 cm-1, narrow; 13200, 13660, 16160, 18250 cm-1, weak and broad; 22310, 22790, 23350, 24480 cm-1, a strong and broad band. In not strongly complexing, acidic aqueous solution AmO2 2+ is vibrant yellow; Am3+ is pink. The absorption spectra of AmO2 2+ complexed with carbonate is significantly different from that of the acidic environments; the complex is red-brown []. However, the complex with phosphate yields a spectrum that is similar to those in acid []. The electronic absorption spectrum of AmO2 +  has been observed in several aqueous solutions: potassium carbonate, nitric acid, and sulfuric acid [], perchloric acid [], and other aqueous media []. For AmO2 + the different aqueous media do not significantly alter the transitions. The following peaks have been observed: 13980, 19490 cm-1, strong and narrow; 24080, 27170, 28900 cm-1, weak and broad; 30600, 32100 cm-1, a broad band. No assignments have been offered; even speculation is sparse [,]. Searches for oxidation states higher than III for Cm have been unsuccessful [].

2   Results and Discussion

The common uranyl closed shell core of AmO2 2+, AmO2 +, and CmO2 2+  is 1su2 1sg2 1pu4 2su2 2sg2 3su2 2pu4 1pg4 3sg2. This is consistent with our group's other work. The ordering is that of ascending orbital energy. Various arguments from empirical data and ab initio studies have established that 3su is the orbital from which the low-lying excitations occur for UO2 2+. Orbital energies are not quantum mechanical observables; electron excitations are quantum mechanical observables. In the SOCI calculations on uranyl, the lowest transition is, in fact, from 3su [,].

The population analyses for AmO2 2+, AmO2 +, and CmO2 2+  are displayed in Table . Substantial 6p holes are found: 0.7, 0.5, and 0.3 electrons, respectively. In AmO2 2+ and CmO2 2+ the metals have a partial charge of +1.66 and +1.87, respectively, significantly lower than in UO2 2+ [] and NpO2 2+ [], so that the oxygens are slightly positive: +0.16 and +0.06. In AmO2 + the charges are +1.29 for Am and -0.14 for O.

Atom s p d f g Total
AmO2 2+
Am 1.88 5.32 1.70 6.42 0.005 15.33
O+O3.75 7.82 0.095 - - 11.67
AmO2 +
Am 1.90 5.45 1.61 6.74 0.004 15.71
O+O3.77 8.45 0.071 - - 12.29
CmO2 2+
Cm 2.08 5.68 1.47 6.89 0.003 16.13
O+O3.74 8.06 0.070 - - 11.87
CmO2 +
Cm 2.09 5.66 1.43 7.38 0.003 16.57
O+O3.73 8.65 0.058 - - 12.43

Table 1: SCF/(cc-pVDZ Atom) Population Analyses for Lowest Calculable States

2.1   AmO2 2+

The MRSOCIS/cc-pVDZ electronic spectrum at the ground state MRSOCISD/cc-pVDZ equilibrium bond length is listed in Figure . du2fu1  4F3/2u is the ground state. This state should have a negligible magnetic moment due to cancellation of the spin and orbital contributions. The 4Fu multiplet is regular and has no interpenetrating states. However, the SO splittings are in the ratio 1:4:4, not 1:1:1 as expected [], suggesting some intermingling of states. The rest of the spectrum is complicated. In particular, the du1fu2  4Du multiplet is convoluted. The first charge transfer states are the six 3su1 du2fu2  6Su states. This multiplet is inverted, and its components are not evenly spaced. The parenthesized values on the left are assignments of the observed AmO2 2+ transitions. The ungerade to gerade transitions begin at 36,000 cm-1 based on MRSOCIS/cc-pVDZ calculations.


Picture 1

Figure 1: AmO2 2+ MRSOCIS/cc-pVDZ Electronic Spectrum

At the SCF/cc-pVDZ level the du2fu1  4Fu equilibrium bond distance, Re, is 1.53 Å. Re for du1fu2  4Du is 1.52 Å. At the MRSOCISD/cc-pVDZ level the du2fu1  4Fu Re is 1.57 Å. A symmetric stretch frequency of 1240 cm-1 is obtained from a quadratic fit, Table . The 56% relative error is large. The most important sources of error are: basis set quality, electron correlation treatment, fitting method, and comparison to empirical data from solution. The experimental frequency from crystalline sodium americyl acetate is 749 cm-1 [].

2.2   AmO2 + and CmO2 2+

SCF calculations yield du2fu2  5S+g ground states. The MRSOCIS/cc-pVDZ electronic spectra at the MRSOCISD/cc-pVDZ ground state equilibrium bond lengths are listed in Figures and . du2fu2  5S+0+g is the ground state. The 5S+g multiplet is regular, has no interpenetrating states, and its components are evenly spaced. The rest of the spectrum is complicated. The first charge transfer states are the 3su1 du2fu2 3pu1  7P0+g states. That state for CmO2 2+ lies 16,000 cm-1 higher than for AmO2 +. The parenthesized values on the left are assignments of the observed AmO2 + transitions.


Am O_2 ^1+ SOCI

Figure 2: AmO2 + MRSOCIS/cc-pVDZ Electronic Spectrum


Picture 2

Figure 3: CmO2 2+ MRSOCIS/cc-pVDZ Electronic Spectrum

At the SCF/cc-pVDZ level the du2fu2  5S+0+g equilibrium bond distances are 1.55 Å  and 1.58 Å for AmO2 + and CmO2 2+. At the MRSOCISD/cc-pVDZ level the du2fu2  5S+0+g ground state Re's are 1.59 and 1.62 Å for AmO2 + and CmO2 2+. Symmetric stretch frequencies, Table , are 932 and 1103 cm-1, respectively. The 28% relative error for AmO2 + is large.

AnO2    2+ AnO2    1+
An Exp. [] Calc. Exp. [,] Calc.
U 872 cm-1 1010 - -
Np 863 1059 767 913
Pu 835 996 748 -
Am 796 1240 730 932
Cm - 1103 - -

Table 2: Symmetric Stretch Frequencies

2.3   CmO2 +

MCSCF calculations yield a du2fu2 3pu1  6Pu ground state. The MRSOCIS/cc-pVDZ electronic spectrum is listed in Figure . du2fu2 3pu1  6Pu is the ground state. Its W value is probably 3/2; L + S is probably either -3/2 or +3/2. The rest of the spectrum is complicated.


Picture 3

Figure 4: CmO2 + MRSOCIS/cc-pVDZ Electronic Spectrum

3   Conclusions and Future Work

The ground state of the americyl cation is du2fu1  4F3/2u. The first charge transfer state is 3su1 du2fu2  6S5/2u. The ground states of the isoelectronic dioxoactinide(V) and curyl cations are du2fu2  5S+0+g. The first charge transfer states are 3su1 du2fu2 3pu1  7P0+g. Agreement with likely experimental charge transfer excitation energies is good for those that have been observed experimentally, namely, AmO2 2+ and AmO2 +. Other electronic f ¬ f transitions have been tentatively assigned. Software development on computing transition moments, in progress in this group, will help in further study of these important spectral features. Symmetric stretch frequencies, Table 2, have been calculated for the ground states. Obvious avenues of improvement of this work have been outlined in Section . Further study might include the dioxocurium(V) cation. The AmO2 + and CmO2 2+ charge transfer states, 3su1 du2fu2 3pu1  7P0+g, suggest that CmO2 + may have a du2fu2 3pu1  6P-3/2g ground state. If that is the case then curiousity demands a study of einsteinyl, EsO2 2+, to determine whether its ground state is an octet.

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