The open-shell theory described here is restricted by two simplifying assumptions: (1) the total energy is expressible in terms of the shell-averaged one-electron, coulomb, and exchange integrals already defined [14] for closed shells, and (2) the total energy can be written in terms of only one open-shell density matrix [15].
Closed shells will be indexed by k or
, open shells by m or n, and
i or j will index either type. Shell occupation numbers will
correspondingly be
,
, etc.
is
always
. The closed-shell, open-shell, and total density matrices
are
The integrals over MOs are
The one-electron energy for both closed and open shells will be given simply by the product of the occupation numbers and the one-electron MO integrals. The electron repulsion energy between closed shells will be of the same form as in a closed-shell state:
The electron repulsion energy between a closed shell and an open shell also depends only on occupation numbers and P integrals. Since the closed shell is totally symmetric, it does not matter in what way the open-shell orbitals are occupied. Only the number of open-shell electrons is needed. This corresponds to the fact that only one summation is needed in the shell averaging of coulomb and exchange integrals. The resulting value is independent of which value of the unaveraged index is used. The (closed-shell)-(open-shell) interaction energy is thus
The electron repulsion energy between open shells depends on the spin and spatial coupling of the occupied spinorbitals in the wavefunctions for the various terms. This energy cannot always be written in terms of shell-averaged coulomb and exchange integrals, but since these are the only integrals being considered in this treatment, only those cases where the open-shell interaction energy can be written in terms of these two types of integrals are considered here:
The
and
coefficients are constrained not to
depend on the shell indices m and n so that the energy can be expressed in
terms of a single open-shell density matrix, as desired.
Thus, within the restrictions stated, the total energy is
Since the (closed-shell)-(closed-shell) and (closed-shell)-(open-shell) terms are of the same form, both of them are contained in a single sum over all shells. Such a sum also includes an (open-shell)-(open-shell) part which must be subtracted out.
where
and
(
and
should not be confused with the
use of
and
as symmetry subspecies indices.)
In terms of basis functions the total energy expression is
where